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#	Item
161	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]June 6, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amendi Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-09 08:41:46 Investment Securities Exchange Act Rebate Chicago Board Options Exchange U.S. Securities and Exchange Commission Market maker New York Stock Exchange Broker-dealer Financial markets Financial economics Financial system
162	Final Rule: Rule 15c3-3 Reserve Requirements for Margin Related to Security Futures Products Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-09-13 16:35:36 Financial markets Options Clearing Corporation Short Futures contract Commodity Futures Trading Commission Commodity Futures Modernization Act Broker-dealer Securities Investor Protection Corporation Security Financial economics Finance Financial system
163	EXHIBIT 5 (additions are underlined; deletions are [bracketed]) *** C2 Options Exchange, Incorporated Rules * Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-05 09:51:04** Financial system Securities Exchange Act Security Broker-dealer Financial Industry Regulatory Authority General Securities Representative Exam Regulation S-K Securities Act United States securities law Financial economics Finance
164	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]May 22, 2014 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change to Enh Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-23 07:59:49 Investment Financial markets United States Securities and Exchange Commission Chicago Board Options Exchange Securities Exchange Act Floor broker U.S. Securities and Exchange Commission Order Chicago Stock Exchange Financial economics Stock market Economy of the United States
165	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]June 10, 2014 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Re Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-11 09:01:30 Financial markets United States Securities and Exchange Commission Financial regulation Short selling Broker-dealer Fixed income market Securities Exchange Act Short Options Clearing Corporation Financial economics Financial system Finance
166	SR-MIAX[removed]Page 15 of 16 Exhibit 5 New text is underlined; Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-09 08:51:04 Finance Options Clearing Corporation Market maker Broker-dealer Order Fee Financial markets Financial economics Financial system
167	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BOX[removed]June 26, 2014 Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change to Adopt New Trade Alloca Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-27 09:27:36 Financial markets Finance Foreign exchange market Financial services Order Pip Percentage in point Broker-dealer Financial economics Stock market Investment
168	SR-NASDAQ[removed]Page 20 of 21 Exhibit 5 New text is underlined; deleted text is in brackets. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-11 09:04:54 Financial system Options Clearing Corporation Broker-dealer Market maker Order Algorithmic trading Financial markets Financial economics Finance
169	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]June 10, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Ru Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-11 09:04:54 Financial markets United States Securities and Exchange Commission Stock market Short selling Securities Exchange Act Broker-dealer Short Options Clearing Corporation U.S. Securities and Exchange Commission Financial economics Finance Financial system
170	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]July 9, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amendi Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-10 08:07:51 Finance United States securities law United States Securities and Exchange Commission 73rd United States Congress Securities Exchange Act New York Stock Exchange Market maker Broker-dealer Options Clearing Corporation Financial markets Financial economics Financial system

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